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Distribution Channels
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Date Published: 21.04.2025
LIA STANDARDS FOR DISTRIBUTORS ON DETERRENCE OF UNDESIRABLE SWITCHING – REPLACEMENT OF POLICIES
Industry Guidelines -
Distribution Channels
Date Published: 24.03.2025
LIA Disciplinary Framework for Tied Representatives
Industry Guidelines -
Distribution Channels
LIA Disciplinary Framework for Tied Rep.pdf
(PDF, 0.24MB)
Appendix A-Market Conduct Breaches.pdf
(PDF, 0.12MB)
Date Published: 13.05.2020
Payment of Incentives to Financial Advisory Firms by Insurers
Industry Guidelines -
Distribution Channels
MU7620_Re-issued_20200513.pdf
(PDF, 0.25MB)
MU7620_FAQ.pdf
(PDF, 0.49MB)
Date Published: 17.09.2019
LIA guidelines on the use of incentives in the recruitment of financial advisory representatives
Effective 17 September 2019.
Industry Guidelines -
Distribution Channels
MU7219 (17 Sep 2019).pdf
(PDF, 0.20MB)
Date Published: 21.05.2019
Reference Checking on Representatives
Industry Guidelines -
Distribution Channels
MU5619.docx
(DOCX, 0.29MB)